Stephen D. Ricks discusses baptism in early Judaism, the New Testament, and the Book of Mormon.
Stephen D. Ricks, “The Doctrine of Baptism: Immersions at Qumran and the Baptisms of John, the Earliest Christians, and Book of Mormon Peoples,” in By Our Rites of Worship: Latter-day Saint Views on Ritual in Scripture, History, and Practice, ed. Daniel L. Belnap (Provo, UT: Religious Studies Center; Salt Lake City: Deseret Book, 2013), 153–172
Introduction: Miqvaot at Masada and Qumran
One of the most intriguing developments in the archaeology of the Second Temple period of Judaism occurred during excavations supervised by Yigael Yadin and other archaeologists at Masada, the winter residence built for Herod the Great. While excavating the south casemate wall there, these archaeologists came upon three structures that looked like a Jewish ritual bath complex, with a small pool, a medium-sized pool, and a large pool. During a routine press conference, it was announced that a possible Jewish ritual bath—or miqveh—had been uncovered. News of this discovery spread quickly throughout Israel, particularly in the very orthodox Hasidic community.
Yadin received word that Rabbi David Muntzberg, an expert on Jewish miqvaot and author of a study on the subject, and Rabbi Eliezer Alter, another expert on miqvaot, wished to examine the miqveh installation at Masada. Yadin replied that he would be happy to receive them. One intensely hot day, Rabbi Muntzberg and Rabbi Alter arrived at the base of Masada. Without stopping to rest, the rabbis and their entourage slowly labored up the steep snake path on the western side of Masada in the torrid heat in their heavy Hasidic garb. When Rabbis Muntzberg and Alter arrived at the summit, they asked to be led directly to the miqveh installations. Armed with a tape measure, Rabbi Muntzberg went directly into one of the pools in order to determine if it conformed with the requirements of such installations as found in the rabbinic writings. The furrowed brow and grave, unsmiling expression of Rabbi Muntzberg placed the outcome in doubt, and Yadin and his associates were worried that the result would be negative. Finally Rabbi Muntzberg’s expression relaxed, and he said with satisfaction that this Jewish ritual bath was “among the finest of the finest, seven times seven,” an outstanding example of Jewish miqvaot.
Besides this Jewish ritual bath, another miqveh was discovered at the northern end of Masada in the court, or the administration building. In addition, miqvaot were discovered at a number of other sites, including the Herodium in the Judaean wilderness, Herod’s winter palace at Jericho, and Samaria. But the most intriguing candidates for miqvaot are the water installations at Qumran, which have recently been shown to be miqvaot, though earlier researchers of the site—including its excavator, Father Roland de Vaux of the École Biblique et Archéologique (Biblical and Archaeological School) in Jerusalem, Frank Moore Cross, and even Yadin—either failed to recognize the water installations at Qumran as miqvaot or rejected them as such.
One of the important aspects of these discoveries is that they place Jewish practices of immersion in a continuum of such ritual behavior, from Israelite purificatory rites described in the Old Testament to John the Baptist’s baptism to later Christian baptisms as described in the New Testament and by the Church fathers. Thus, by studying the similarities and differences, we can begin to appreciate the significance of this ritual act throughout the scriptures.
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Baptism and the Book of Mormon
While the rite of immersion is well documented in early Christianity and in later Jewish sources, for Latter-day Saints the Book of Mormon provides a unique window into the significance of immersion where it appears as a rite that was both purificatory and initiatory for a community of Israelites that lived near the end of the Old Testament time period, flourished during the intertestamental period, and eventually collapsed in the fourth and fifth centuries CE, about the time that western Christianity solidified its doctrinal positions. That the rite of immersion was an important one to this group of Israelites is apparent when one considers that the Book of Mormon uses the noun baptism or the verb to baptize 138 times, a little over once every four pages.
Though it may come as no surprise to those who are familiar with the text, it is clear in these references that being fully immersed in water was the recognized manner for the rite to be understood as valid or legitimate. Moreover, the Book of Mormon demonstrates continuity in this form for the thousand years that made up Nephite history. In 2 Nephi 31:13, Nephi speaks of going “into the water.” In at least one reference, the actual rite is described as one in which the individual was “buried in the water” (Mosiah 18:14). Later, Christ, teaching the proper manner in which this rite was to be performed, stated that both the individual being baptized and the individual baptizing were to go into the water: “Behold, ye shall go down and stand in the water . . . and then shall ye immerse them in the water, and come forth again out of the water” (3 Nephi 11:23, 26). Finally, in Mormon 7, Mormon mentions that one must be “baptized, first with water” (v. 10). While it is clear that baptism in the Book of Mormon required full-body immersion, both the Mosiah and the 3 Nephi references note that the ritual required two individuals, similar in form to John the Baptist’s.
The similarities between the Book of Mormon baptismal practice and that of John the Baptist and Christian New Testament baptisms extend beyond mere form to include the function, or purpose, for this act as well. Of the 138 references in the Book of Mormon to the act of baptism, only two speak of baptism as a means of purifying in general. The first of these is found in 2 Nephi 31:5, which states: “And now, if the Lamb of God, he being holy, should have need to baptized by water . . . how much more need have we, being unholy, to be baptized, yea, even by water!” While Nephi’s point is that baptism is more than simple purification (Christ had to do it, even though he already was holy), it does suggest that for common person, baptism sanctified or made holy that which was profane. The second reference is in 3 Nephi 27:20, where Christ himself declares that baptism brings about sanctification. Yet this is a qualified purification, since it is not truly the baptism that purifies, but the opportunity following baptism to experience the Holy Ghost: “Be baptized in my name, that ye may be sanctified by the reception of the Holy Ghost.” This qualification more likely corresponds to the baptism by fire and the Holy Ghost alluded to eight times in the Book of Mormon (as well as mentioned by John the Baptist in Matthew 3:11; Mark 1:8; and Luke 3:16) and the transforming nature of such baptism rather than the purificatory nature of Jewish washing.
Elsewhere in the Book of Mormon, baptism is specified as part of a process in which the conclusion is termed repentance. In Alma 6:2, the sequence is as follows: “And it came to pass that whosoever did not belong to the church who repented of their sins were baptized unto repentance, and were received into the church.” The sequence is further detailed in Moroni 6:2: “Neither did they receive any unto baptism save they came forth . . . and witnessed . . . that they truly repented of all their sins.” In both of these cases, it appears that repentance (or the giving up of sin) must happen prior to the baptismal act, similar to the sequence in Qumran.
Finally, the Book of Mormon baptism was also initiatory in function. At least seven references speak of baptism as a necessary requirement for entering into the Church. These references are relatively late in the Book of Mormon, the first being Mosiah 18, which describes events approximately 150 years prior to the birth of Christ. There we are told that “whosoever was baptized by the power and authority of God was added to his church” (Mosiah 18:17). Similarly, Mosiah 25, about thirty years later, describes the establishment of many Church congregations by Alma, who himself “did go forth into the water and did baptize them; . . . yea, and as many as he did baptize did belong to the church of God” (v. 18). This is the same pattern established by Christ in 3 Nephi 26:21: “And they who were baptized in the name of Jesus were called the church of Christ.” Like the baptism of John and the Christian form, baptism was understood to be a one-time event, not repetitive like the Jewish form for purification. The singular nature of the rite, as pointed out earlier, demonstrates its initiatory character.
Beyond these, the Book of Mormon also makes explicit one more level of initiation experienced through baptism—that of entering into a covenant with God. According to Mosiah 18:8–9, those who were baptized showed that they were willing to “come into the fold of God, to be called his people, and are willing to bear one another’s burdens . . . and to stand as witnesses of God at all times and in all things, . . . even until death, that [they] may be redeemed of God and be numbered with those of the first resurrection, that [they] may have eternal life.”
In the above reference, frequent mention is made of new identities and communities that one may enter due to the ritual of baptism: entering into the fold of God, receiving the designation as “his people,” being numbered with those of the first resurrection, and attaining eternal life. These are all received explicitly in the text through covenants with God, which is demonstrated and made valid through the rite of baptism. Moreover, the baptism of fire and the Holy Ghost may now be understood as valid evidence that the covenant entered into through the waters of baptism is in force. The actual words used in the baptism at this point reiterate the meaning above: “I baptize thee, having authority from the Almighty God, as a testimony that ye have entered into a covenant to serve him . . . ; and may the Spirit of the Lord be poured out upon you; and may he grant you eternal life” (v. 13).